Agent Analytics & Compliance Monitoring

Real-time visibility into agent compliance posture, audit activity, risk distribution, and training completion across the licensed AI workforce.

Active Alerts (3)

Healthcare Claims Triage Agent classified as Critical Risk. Requires executive review.

Customer Service Chat Agent (AGT-2026-0004) is pending renewal. Expiry: 2026-06-01.

Anti-Money Laundering Screening Agent classified as Critical Risk. Requires executive review.

Avg Compliance
82%
+4.2% vs last quarter
Licensed Agents
5
4 active
Avg Training
95%
+2.1% vs last quarter
Critical Risk
2
-1 vs last quarter

Compliance Trend

Last 6 months
Jan78%
Feb82%
Mar85%
Apr83%
May88%
Jun91%
Control Compliance %
Target: 95%

Audit Activity Volume

Events per month
Jan12
Feb18
Mar24
Apr31
May27
Jun42
Audit Events

Risk Distribution

Critical2 (40%)
High1 (20%)
Medium2 (40%)
Low0 (0%)

Licence Status Distribution

Active4 (80%)
Pending Renewal1 (20%)
Suspended0 (0%)
Expired0 (0%)

Per-Agent Compliance Summary

AgentStatusRiskControlsTrainingExpiresLast Audit
Financial Adviser Compliance Agent
AGT-2026-0001
Compliance Technology
ActiveHigh
83%
100%
2027-01-052026-06-20
Healthcare Claims Triage Agent
AGT-2026-0002
Claims Operations
ActiveCritical
83%
100%
2027-02-012026-05-01
Legal Document Review Agent
AGT-2026-0003
Legal Technology
ActiveMedium
80%
100%
2027-01-202026-04-01
Customer Service Chat Agent
AGT-2026-0004
Digital Customer Experience
Pending RenewalMedium
80%
75%
2026-06-012026-06-01
Anti-Money Laundering Screening Agent
AGT-2026-0005
AML Technology
ActiveCritical
83%
100%
2027-01-102026-06-01

Audit Activity Timeline

Mid-year control review - no material findings

Financial Adviser Compliance Agent · Internal Audit

2026-06-20

Status changed to Pending Renewal

Customer Service Chat Agent · Compliance Officer

2026-06-01

Annual BSA attestation renewed

Anti-Money Laundering Screening Agent · Chief Compliance Officer

2026-06-01

Renewal notice issued - awaiting RBNZ module completion

Customer Service Chat Agent · Compliance System

2026-05-15

Annual control review completed

Healthcare Claims Triage Agent · Risk Committee

2026-05-01

Quarterly OFAC accuracy review passed

Anti-Money Laundering Screening Agent · AML Compliance Team

2026-04-15

Annual policy re-attestation completed

Financial Adviser Compliance Agent · Compliance Officer

2026-04-01

Quarterly accuracy benchmark completed

Legal Document Review Agent · Legal Innovation Team

2026-04-01

PHI access audit passed with no exceptions

Healthcare Claims Triage Agent · Privacy Officer

2026-03-30

Quarterly security testing passed

Financial Adviser Compliance Agent · Security Team

2026-03-15

Agent registered with Critical risk classification

Healthcare Claims Triage Agent · Governance Office

2026-02-01

Agent registered for UK jurisdiction

Legal Document Review Agent · Governance Office

2026-01-20

ASIC Regulatory Awareness training completed

Financial Adviser Compliance Agent · Training System

2026-01-15

Agent registered for US AML operations

Anti-Money Laundering Screening Agent · Governance Office

2026-01-10

Agent registered and initial risk assessment completed

Financial Adviser Compliance Agent · Governance Office

2026-01-05

Agent registered for NZ retail banking

Customer Service Chat Agent · Governance Office

2025-06-01